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LEGAL

Risk Disclosure

Effective: 28 August 2026

1. Important Information

This Risk Disclosure applies to Quantitative Strategy Access (“Strategy Access”) made available by Finovis Software Solutions LLC-FZ (“FINOVIS”).

Strategy Access involves automated trading in leveraged financial instruments and carries a substantial risk of loss.

You should carefully consider whether you understand the risks involved and whether you can afford to lose the capital allocated to the strategy.

You should not commit capital that you cannot afford to lose.

Past performance is not indicative of future results.

2. Regulatory Status

FINOVIS is a technology company providing quantitative trading technology and related services.

Unless expressly stated otherwise in a specific regulatory disclosure or agreement, FINOVIS is not currently licensed or authorized as an investment manager, investment adviser or broker-dealer in connection with Strategy Access.

Strategy Access is not currently offered or provided by FINOVIS to persons resident in the United Arab Emirates.

Where regulated brokerage services are provided, they are provided by the applicable independent broker under its own regulatory framework and contractual terms.

3. Nature of Strategy Access

Strategy Access provides eligible customers with access to a quantitative trading strategy through a separate brokerage relationship.

The customer’s brokerage account is maintained with an independent broker.

FINOVIS provides the technology used to implement the quantitative trading strategy and may receive trading authorization necessary for automated strategy execution.

FINOVIS does not take custody of customer funds and does not have authority to withdraw or transfer customer funds.

4. Geographic Eligibility

Strategy Access is currently offered only to eligible customers located outside the United Arab Emirates.

FINOVIS does not currently offer or provide Strategy Access to persons resident in the UAE.

Availability in other jurisdictions remains subject to applicable laws and regulations, regulatory requirements, broker availability, customer eligibility and FINOVIS eligibility criteria.

The availability of Strategy Access outside the UAE does not constitute a representation that the service is lawful or suitable in every jurisdiction.

5. Leveraged Trading

Strategy Access may involve leveraged trading in Forex Spot and Index CFDs.

Leverage may be available up to 1:100, subject to the applicable broker, instrument, account type, customer classification and jurisdiction.

Applicable leverage may be lower where required by law, regulation or broker policy.

Leverage magnifies both gains and losses.

A relatively small market movement against a leveraged position may result in a substantial loss relative to the amount initially committed.

You may lose some or all of the capital allocated to trading.

6. Market Risk

Financial markets can move rapidly and unpredictably.

Prices may be affected by:

  • economic developments;

  • interest-rate decisions;

  • inflation;

  • geopolitical events;

  • political developments;

  • market sentiment;

  • liquidity conditions;

  • unexpected news; and

  • other factors.

No quantitative strategy can eliminate market risk.

7. Volatility Risk

Periods of elevated volatility may result in:

  • rapid price movements;

  • increased spreads;

  • execution delays;

  • slippage;

  • gaps;

  • increased margin requirements; and

  • unexpected losses.

Historical volatility does not predict future market conditions.

8. Automated Trading Risk

Strategy Access may operate on a fully automated basis.

The strategy may generate and execute trades without prior manual approval of individual transactions.

Automated trading systems may be affected by:

  • software errors;

  • coding errors;

  • incorrect data;

  • model limitations;

  • connectivity failures;

  • broker API failures;

  • latency;

  • system outages;

  • infrastructure failures;

  • unexpected market conditions; and

  • other technical or operational events.

No automated trading system is guaranteed to operate without interruption or error.

9. Algorithm and Model Risk

Quantitative strategies rely on mathematical models, algorithms, historical data and defined trading parameters.

A model that has performed successfully under historical conditions may perform poorly when market conditions change.

There is no guarantee that the strategy will continue to perform as expected.

Changes in market structure, liquidity, volatility or correlations may materially affect strategy performance.

10. Execution Risk

Actual execution may differ from theoretical or historical execution.

Factors may include:

  • spread;

  • slippage;

  • latency;

  • liquidity;

  • execution venue;

  • market conditions;

  • broker policies;

  • rejected orders;

  • partial fills; and

  • temporary market disruption.

Historical performance may therefore not be representative of actual customer results.

11. Slippage and Gaps

Orders may be executed at prices different from the price at which an order was generated.

During fast markets, significant slippage may occur.

Market gaps may result in execution at materially different prices from expected levels.

Stop-loss mechanisms do not necessarily guarantee execution at the specified price.

12. Margin and Liquidation Risk

Leveraged trading requires sufficient margin.

If account equity falls below applicable margin requirements, the broker may:

  • request additional margin;

  • reduce positions;

  • close positions; or

  • liquidate positions without prior notice, subject to applicable broker terms.

Customers are responsible for understanding the broker’s margin and liquidation rules.

13. Negative Balance Protection

Any negative balance protection or comparable customer protection applies only where provided by the applicable broker or required under the applicable legal and contractual framework.

FINOVIS does not independently guarantee negative balance protection.

14. Broker and Counterparty Risk

The brokerage account is maintained with an independent broker.

The broker’s financial condition, regulatory status, operational systems and contractual terms may affect the customer’s experience and risk exposure.

The identity, regulatory status, terms and conditions of the applicable broker may vary depending on the customer’s jurisdiction.

Customers should independently review the applicable broker’s:

  • legal entity;

  • regulatory authorization;

  • account terms;

  • margin requirements;

  • execution arrangements; and

  • customer-protection arrangements;

before opening or using a brokerage account.

FINOVIS does not guarantee the financial condition or performance of any third-party broker.

15. Technology and Infrastructure Risk

Strategy Access depends on technology infrastructure.

Risks may arise from:

  • cloud infrastructure;

  • internet connectivity;

  • broker systems;

  • APIs;

  • servers;

  • software;

  • telecommunications;

  • cybersecurity incidents;

  • hardware failures; and

  • power or infrastructure outages.

A technical disruption may delay, prevent or otherwise affect trading activity.

16. Cybersecurity Risk

Cybersecurity incidents may affect:

  • availability;

  • confidentiality;

  • data integrity;

  • account connectivity; or

  • trading functionality.

FINOVIS implements reasonable security measures but cannot guarantee that its systems or third-party systems will remain completely secure.

17. Currency Risk

Where the account currency differs from the currency in which gains or losses are assessed, exchange-rate movements may affect the investor’s effective return.

18. Liquidity Risk

Certain market conditions may reduce liquidity.

Reduced liquidity may result in:

  • wider spreads;

  • increased slippage;

  • difficulty entering or exiting positions;

  • delayed execution; or

  • increased losses.

19. Concentration and Correlation Risk

Quantitative strategies may have periods in which positions become exposed to correlated market movements.

Diversification within a strategy does not eliminate the possibility of simultaneous losses across multiple positions.

20. Drawdown Risk

The strategy may experience periods of negative performance, including material drawdowns.

A drawdown may persist for an extended period.

There is no guarantee that a previous drawdown level represents a maximum future loss.

21. Performance Risk

Historical performance is provided for informational purposes only.

Past performance is not indicative of future results.

Reported performance may be based on a reference account, historical trading data or other stated methodology.

Actual customer results may differ due to:

  • account size;

  • execution;

  • spreads;

  • commissions;

  • financing costs;

  • slippage;

  • broker conditions;

  • leverage;

  • timing;

  • market conditions; and

  • other factors.

22. Fees and Costs

Trading may involve:

  • spreads;

  • commissions;

  • financing or swap costs;

  • broker fees;

  • platform fees;

  • Strategy Access fees; and

  • other applicable costs.

Such costs reduce investment returns.

Customers should review all applicable broker and FINOVIS fees before using Strategy Access.

23. No Guarantee of Profit

Neither FINOVIS nor the strategy provides any guarantee of:

  • profit;

  • return;

  • minimum performance;

  • capital preservation;

  • maximum drawdown;

  • trading frequency; or

  • uninterrupted operation.

24. Investment Advice

FINOVIS provides technology for the implementation of a quantitative trading strategy.

Nothing in Strategy Access or this Risk Disclosure constitutes individualized investment, financial, legal or tax advice.

Customers remain responsible for determining whether Strategy Access is appropriate for their circumstances.

Independent professional advice should be obtained where appropriate.

25. Customer Responsibility

Customers are responsible for:

  • reviewing the applicable broker documentation;

  • understanding leverage and margin requirements;

  • maintaining sufficient account resources;

  • providing accurate eligibility information;

  • complying with applicable laws;

  • maintaining secure credentials;

  • monitoring their brokerage relationship; and

  • determining whether Strategy Access remains appropriate for them.

26. Trading Authorization

Where trading authorization is granted to FINOVIS or its technology, such authorization is limited to the trading functionality agreed with the applicable broker.

It does not provide FINOVIS with authority to withdraw or transfer customer funds.

Customers should understand the scope of any authorization before granting it.

27. Revocation and Suspension

Customers may revoke trading authorization through the applicable broker, subject to the broker’s procedures.

FINOVIS may also pause, modify, suspend or discontinue Strategy Access where reasonably necessary for:

  • legal reasons;

  • regulatory reasons;

  • technical reasons;

  • risk management;

  • security;

  • broker requirements; or

  • other legitimate operational reasons.

Suspension may occur without prior notice where necessary to protect customers, FINOVIS or the relevant infrastructure.

28. Jurisdictional Risk

Financial-services laws and regulations differ between jurisdictions.

A service that is permitted in one jurisdiction may not be permitted in another.

Customers are responsible for complying with laws applicable to their residence and circumstances.

FINOVIS may restrict access to Strategy Access where it considers that providing the service could conflict with applicable law, regulatory requirements, broker restrictions or FINOVIS eligibility criteria.

29. Tax Risk

The tax treatment of trading profits, losses, fees and other financial activity depends on the customer’s individual circumstances and jurisdiction.

FINOVIS does not provide tax advice.

Customers should obtain independent tax advice where appropriate.

30. Information Risk

Information published by FINOVIS may contain errors, omissions or outdated information.

Research, performance data and other information may be changed or corrected without notice.

Customers should not rely solely on FINOVIS Website information when making financial decisions.

31. Third-Party Information

Information concerning brokers, markets or other third parties may be obtained from external sources.

FINOVIS does not guarantee the accuracy, completeness or timeliness of third-party information.

32. No Liability for Market Losses

To the maximum extent permitted by applicable law, FINOVIS shall not be responsible for trading losses resulting from market movements, broker execution, slippage, leverage, liquidity, third-party systems or other risks inherent in leveraged trading.

Nothing in this Risk Disclosure excludes or limits liability that cannot lawfully be excluded or limited.

33. Acknowledgement

By accessing or using Strategy Access, you acknowledge that:

  • you understand that leveraged trading involves substantial risk;

  • you understand that you may lose some or all of the capital allocated to trading;

  • you understand that past performance does not guarantee future results;

  • you understand that automated trading involves technological and algorithmic risks;

  • you understand that FINOVIS does not hold or control your trading capital;

  • you understand that your brokerage relationship is with an independent broker;

  • you have reviewed the applicable broker terms and conditions; and

  • you have considered whether Strategy Access is appropriate for your circumstances.

34. Important Reminder

  • Do not invest or trade with money you cannot afford to lose.

  • Past performance is not indicative of future results.

  • Leverage can magnify losses as well as gains.

  • Strategy Access is currently not available to persons resident in the United Arab Emirates.

35. Contact

For questions concerning Strategy Access or this Risk Disclosure:

contact@finovis.ai

For legal or regulatory matters:

legal@finovis.ai

© 2026 Finovis Software Solutions LLC-FZ. All rights reserved.

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